Associate Counsel, ETF's, Mutual Funds and Enterprise Growth, Funds and Advisors Group, Office of the General Counsel

Malvern, PA, US

May 22, 2019
Are you a trusted advisor?

Vanguard is a leading provider of financial products and services to individual and institutional investors world-wide. Vanguard is known for its strong ethical business practices and client focus. Vanguard cultivates a collaborative, environment that rewards and recognizes distinguished individual performance. As a member of Vanguard’s Funds and Advisors team, you’ll work with a team of industry professionals who share a dedication to excellence as you represent Vanguard on a variety of investment management regulatory matters.

What it takes:

  • Four+ years of experience providing legal advice on securities, banking and/or insurance regulatory matters and academic credentials (J.D.)
  • Experience providing interpretive advice under the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to mutual funds, ETFs and other pooled investment vehicles
  • Experience preparing SEC exemptive applications and no action letters is a plus
  • Experience advising a global asset management firm is strongly preferred or work experience at a securities regulatory agency
  • Business-focused, excellent judgment, creativity, technical expertise, initiative, and demonstrated interpersonal skills
  • Shares Vanguard’s values, including unmatched ethical standards, teamwork, client service, work ethic and positive attitude
  • Excellent leadership and relationship management skills coupled with the ability to collaborate with and work through others (up, down and sideways in the company)
  • Possess business, financial, and legal sophistication to relate to, work with, and persuade and influence team members, in-house corporate partners, and business clients at all levels, as well as senior management, regulators, and outside counsel